Broker Check

Available Positions

Client Services Associate Position Available in our Maitland Office
 

We are a full-service financial services firm, serving affluent individuals and families, retirees, and business owners. We are looking for a self-starter who enjoys building relationships with our existing clients; someone professional, energetic and organized.

 

CURRENT POSITION REQUIREMENTS:

  •  Proactively communicate with clients on a regular basis through a range of communications vehicle
  • Complete quarterly projects that move the company towards its long term objectives. Present to leadership each quarter.
  • Complete client service requests timely and track completion
  • Schedule client and team meetings as required
  • Manage all details of clients, prospects, and vendors in CRM
  • Random acts of kindness (RAKS) for existing clients
  • Event coordinating
  • Business tracking for advisors
  • Lead weekly meetings with advisors and/or teams
  • Arrange and participate in meetings, conferences, and project team activities
  • Commit to continuous education and professional development to remain current in industry issues, CRM and financial planning software, including report and analysis preparation
  • Foster an environment of open, honest and timely communications
  • Comply with firm, broker dealer and industry standards

 

Required Skills and Experience:

  •  3+ years of experience in the financial services or client services industry
  • Exceptional oral and written communication skills
  • Excellent follow-up and follow-through capabilities
  • Personable, approachable with a positive attitude
  • Organized, meticulous, detail-oriented, and able to multitask
  • Able to interact well with sophisticated, high net worth clients and all employees
  • Able to exercise good judgment by recognizing urgency and setting priorities
  • Professional attitude, demeanor, and appearance
  • Able to work independently with good problem solving, mathematical and time management skills
  • High degree of confidentiality and latitude
  • Proficient with Windows based software, including MS Word, Excel, PowerPoint

Preferred Skills and Experience:

  • Knowledge of Redtail, Morningstar and/or portfolio management software a plus
  • 5+ years of experience in the financial services industry, preferably with an investment management or advisory firm
  • Work experience that demonstrates interpersonal and teamwork skills 

 

Lead Advisor Position Available in our Maitland Office
 
Are you a financial advisor who’s interested in taking your business to the next level?

At Synergy Wealth Alliance, advisors are in business for themselves, but not by themselves. We have the office support, infrastructure and technology to support your growing practice – giving you the freedom to focus on your clients.

Synergy Wealth Alliance is an independent firm with offices in Florida and Maryland, serving high-net-worth clients in 44 states. We currently have an opportunity available for a lead advisor in our Maitland office. This position offers independence to grow your own book of business, the opportunity to collaborate with and be mentored by seasoned advisors, and the potential to become part of a senior advisor’s succession plan.

Primary Functions

Synergy advisor teams take a highly disciplined and educational approach to planning. As an integral part of high-performance teams, lead advisors serve as a resource to valued clients, addressing the 13 wealth management issues while delivering comprehensive financial plans.

Our lead advisors:

Develop, nurture and maintain strong client relationships
Provide technical support for senior advisors
Prepare financial plans for presentation to clients
Develop investment and insurance strategies
Participate in investment committee meetings
Handle portions of client meetings
Mentor and develop associate advisors

Qualifications

A passion for providing world-class client service
An entrepreneurial mindset
The ability to thrive in a collaborative team environment
A high level of self-motivation and drive with strong integrity and ethics
Excellent communication and interpersonal skills


Position Requirements

Series 7, 66 and insurance licenses
CFP, CFA, CPA, or other professional designations preferred
Managing a book of business of at least $10 million

Summary

If you are passionate about serving others, and believe that financial advisors can make a lasting difference in the lives of clients, Synergy Wealth Alliance may be the place for you. Please submit resumes with cover letters to Belinda Davis at [email protected]