Broker Check

Available Positions

Business Specialist Position Available in our Maitland Office
 

Primary Functions

- Review and process new business paperwork in Docupace for principal approval
- Type and word‐process various documents and electronic information with high level of accuracy
- Manage, organize, and update relevant data using firm‐wide applications
- Prepare balance sheets, meeting agendas, charts, graphs and added services
- Monitor client account activity including dollar cost averaging activity
- Verify cash balances for systematic withdrawal programs
- Generate and review monthly available cash report
- New account paperwork, investment applications and account updates/changes
- Maintain organized Docupace and shredding protocol
- Process and log incoming checks
- Arrange and participate in meetings, conferences, and project team activities
- Managed special projects and assignments timely and efficiently
- Commit to CE and professional development to remain current in industry issues and technology, CRM upgrades, and financial planning software, including reports and analysis    preparation
- Ensure the mission statement, vision, and core values of the firm are incorporated into the duties and responsibilities of the position
- Foster an environment of open, honest, and timely communications
- Maintain a clean, organized, and professional workspace                                                                                                                                                                                                - Adhere to procedures relating to the proper use and care of equipment and materials for which the role has responsibility


Position Requirements

- Excellent written, verbal, and interpersonal communication skills as well as excellent active listening skills and speech clarity is required.
- Proficiency in Microsoft Office Suite of products, including Excel, Word, PowerPoint, and Outlook is required; experience in NetX360 and RedTail is preferred.
- Bachelor’s degree in business, communications, or related field is preferred.
- Excellent follow‐up and follow‐through capabilities
- Personable, approachable with a positive attitude
- Organized, meticulous, detail‐oriented, and able to multitask
- Able to interact well with sophisticated, high net worth clients and all employees
- Build and maintain relationships with Financial Advisors and their staff
- Able to exercise good judgment by recognizing urgency and setting priorities
- Professional attitude, demeanor, and appearance
- Able to work independently with good problem solving, mathematical and time management skills > Comfortable with public speaking
- High degree of confidentiality and latitude
- Proficient with Windows based software, including MS Word, Excel, PowerPoint
- Knowledge of Redtail, NetXPro and/or portfolio management software a plus
- 7+ years of experience in the financial services industry, preferably with an investment management or advisory firm
- Work experience that demonstrates interpersonal and teamwork skills


Qualifications

A passion for providing world-class client service
The ability to thrive in a collaborative team environment
A high level of self-motivation and drive with strong integrity and ethics
Excellent communication and interpersonal skills

Summary

If you are passionate about serving others, and believe that financial advisors can make a lasting difference in the lives of clients, Synergy Wealth Alliance may be the place for you. Please submit a cover letter, resume outlining your relevant experience, and three professional references to [email protected] and include "Business Specialist" in the subject line. 



Lead Advisor Position Available in our Maitland Office
 
Are you a financial advisor who’s interested in taking your business to the next level?

At Synergy Wealth Alliance, advisors are in business for themselves, but not by themselves. We have the office support, infrastructure and technology to support your growing practice – giving you the freedom to focus on your clients.

Synergy Wealth Alliance is an independent firm with offices in Florida and Maryland, serving high-net-worth clients in 44 states. We currently have an opportunity available for a lead advisor in our Maitland office. This position offers independence to grow your own book of business, the opportunity to collaborate with and be mentored by seasoned advisors, and the potential to become part of a senior advisor’s succession plan.

Primary Functions

Synergy advisor teams take a highly disciplined and educational approach to planning. As an integral part of high-performance teams, lead advisors serve as a resource to valued clients, addressing the 13 wealth management issues while delivering comprehensive financial plans.

Our lead advisors:

Develop, nurture and maintain strong client relationships
Provide technical support for senior advisors
Prepare financial plans for presentation to clients
Develop investment and insurance strategies
Participate in investment committee meetings
Handle portions of client meetings
Mentor and develop associate advisors

Qualifications

A passion for providing world-class client service
An entrepreneurial mindset
The ability to thrive in a collaborative team environment
A high level of self-motivation and drive with strong integrity and ethics
Excellent communication and interpersonal skills


Position Requirements

Series 7, 66 and insurance licenses
CFP, CFA, CPA, or other professional designations preferred
Managing a book of business of at least $10 million

Summary

If you are passionate about serving others, and believe that financial advisors can make a lasting difference in the lives of clients, Synergy Wealth Alliance may be the place for you. Please submit resumes with cover letters to Belinda Davis at [email protected]